ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
40
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Transparency filter Transparency
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Trade Repositories filter Trade Repositories
- Corporate Disclosure (163) Apply Corporate Disclosure filter
- CESR Archive (102) Apply CESR Archive filter
- Corporate Information (83) Apply Corporate Information filter
- IAS Regulation (71) Apply IAS Regulation filter
- Post Trading (33) Apply Post Trading filter
- Fund Management (19) Apply Fund Management filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Joint Committee (17) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (5) Apply Corporate Finance filter
- Prospectus (5) Apply Prospectus filter
- Innovation and Products (4) Apply Innovation and Products filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Management Board (3) Apply Management Board filter
- Market Abuse (3) Apply Market Abuse filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Benchmarks (2) Apply Benchmarks filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (554) Apply Guidelines & Recommendations filter
- Opinion (160) Apply Opinion filter
- Reference (157) Apply Reference filter
- Press Release (75) Apply Press Release filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Consultation Paper (62) Apply Consultation Paper filter
- Statement (49) Apply Statement filter
- Final Report (37) Apply Final Report filter
- Compliance table (35) Apply Compliance table filter
- Speech (27) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Report (25) Apply Report filter
- Decision (15) Apply Decision filter
- Q&A (15) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- Technical Advice (5) Apply Technical Advice filter
- ONGOING Procedure (3) Apply ONGOING Procedure filter
- CESR Document (2) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Guidelines and Technical standards X Procurement X Transparency X Market Integrity X Trade Repositories X Annual Report X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
| 02/03/2021 | ESMA32-60-707 | Letter to EC on ESAP targeted consultation | Transparency | Letter | PDF 159.36 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 24/09/2019 | ESMA70-156-1616 | Response to O. Guersent on the postponement first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 84.53 KB |
||||
| 26/06/2019 | ESMA70-156-1432 | Letter Chair to O Guersent- Postponement of the first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 35.78 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 27/03/2019 | ESMA70-156-907 | Letter Chair to EU Commission on the MiFID Review Reports | MiFID - Secondary Markets | Letter | PDF 136.73 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 21/09/2018 | ESMA70-156-780 | ESMA Letter on EC proposal to endorse RTS 1 amendments | MiFID - Secondary Markets | Letter | PDF 56.42 KB |
||||
| 22/06/2018 | Reply to ESMA70-154-5851 | Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) | MiFID - Secondary Markets | Letter | PDF 743.74 KB |
||||
| 10/04/2018 | ESMA70-154-5851 | Letter to Commission VB Dombrovskis on MiFID II ancillary activity | MiFID - Secondary Markets | Letter | PDF 47.07 KB |
||||
| 28/06/2017 | ESMA70-156-158 | Letter to co-legislators on MiFID II implementation | MiFID - Secondary Markets | Letter | PDF 124.39 KB |
||||
| 06/04/2017 | ESMA32-61-135 | Comment Letter to IASB on ED 'Annual Improvements to IFRS Standards 2015–2017 Cycle' | Corporate Disclosure, IAS Regulation, Transparency | Letter | PDF 367.8 KB |