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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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07/04/2021 | ESMA33-9-295 | Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition | Credit Rating Agencies | Guidelines & Recommendations | PDF 338.43 KB |
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06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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12/03/2021 | ESMA33-9-320 | Guidelines On Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.98 KB |
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10/03/2021 | ESMA33-9-371 | Guidelines on Internal Control for CRAs | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 297.77 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
04/03/2021 | ESMA32-382-1138 | Guidelines on disclosure requirements under the Prospectus Regulation | Guidelines and Technical standards, Prospectus | Guidelines & Recommendations | PDF 549.46 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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22/01/2021 | ESMA34-45-974 | Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 226.95 KB |
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14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
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23/11/2020 | ESMA32-50-218 | Guidelines on enforcement of financial information | Guidelines and Technical standards | Guidelines & Recommendations | PDF 326.44 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
11/11/2020 | ESMA33-128-1217 | Guidelines on securitisation repository data completeness and consistency thresholds | Guidelines and Technical standards | Guidelines & Recommendations | PDF 373.62 KB |
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05/11/2020 | ESMA34-39-992 | Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Guidelines & Recommendations | PDF 224.69 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
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16/07/2020 | ESMA34-39-897 | Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 298.91 KB |
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29/06/2020 | ESMA42-110-1132 | Confirmation of compliance with guidelines | Guidelines and Technical standards | Guidelines & Recommendations | PDF 120.18 KB |
This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines. |
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22/06/2020 | ESMA34-49-173 | Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation | Guidelines and Technical standards | Guidelines & Recommendations | PDF 654.61 KB |
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06/04/2020 | ESMA70-151-2906 | Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 | Guidelines and Technical standards | Guidelines & Recommendations | PDF 161.16 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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03/03/2020 | ESMA34-49-172 | Guidelines on stress test scenarios under the MMF Regulation | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 617.67 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer. DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union. EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης. ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea. ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus. FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen. FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne. HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije. HU - Ezt a fordítást az Európai Unió. IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea. LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras. LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs. MT - Din it-traduzzjoni ġiet ipprovduta miċ-Ċentru tat-Traduzzjoni għall-Korpi tal-Unjoni Ewropea. NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie. PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej. PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia. RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene. SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie. SL - Prevod je zagotovil Prevajalski center za organe Evropske unije. SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ. |
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04/02/2020 | ESMA32-50-218 | Guidelines on enforcement of financial information | Transparency | Guidelines & Recommendations | PDF 332.95 KB |
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09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |