ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOCX
745.76 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table PDF
273.01 KB
03/12/2019 ESMA34-49-176 Compliance table- Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table PDF
199.31 KB
02/12/2019 ESMA80-191-932 Guidance on registering securitisation repositories Credit Rating Agencies Reference PDF
147.3 KB
27/11/2019 ESMA34-32-458 Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD Fund Management, Guidelines and Technical standards Compliance table PDF
104.13 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits MiFID - Secondary Markets Reference DOCX
748.79 KB
11/10/2019 ESMA42-646012687-331 ESMA Guidelines Corporate Information, Guidelines and Technical standards Reference PDF
532.96 KB
11/10/2019 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference XLSX
73.32 KB
10/10/2019 ESMA41-140-79 Technical standards Corporate Information, Guidelines and Technical standards Reference XLSX
118.21 KB
08/10/2019 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) Benchmarks, Guidelines and Technical standards Compliance table PDF
137.2 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading Reference DOCX
748.22 KB
03/10/2019 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR MiFID - Secondary Markets Reference PDF
194.6 KB
27/09/2019 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
160.41 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE MiFID - Secondary Markets Compliance table PDF
103.79 KB
20/08/2019 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
589.86 KB
23/07/2019 ESMA35-43-1542 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
144.16 KB
12/07/2019 ESMA70-156-1471 Response Form- CP review report_cost of market data and consolidated tape equity MiFID - Secondary Markets Reference DOCX
757 KB
11/07/2019 ESMA41-137-1148 Svenska Handelsbanken AB- PUBLIC NOTICE Credit Rating Agencies Reference PDF
100.13 KB
11/07/2019 ESMA41-137-1146 SEB- PUBLIC NOTICE Credit Rating Agencies Reference PDF
99.83 KB
11/07/2019 ESMA41-137-1149 Nordea- PUBLIC NOTICE Credit Rating Agencies Reference PDF
99.88 KB

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