ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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05/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 430.3 KB |
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08/10/2019 | ESMA70-151-2461 | Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 | Post Trading | Final Report | PDF 390.35 KB |
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18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |
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11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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05/02/2019 | ESMA 33-9-295 | Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 769.91 KB |
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14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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08/11/2018 | ESMA70-151-1854 | Final Report on the CO regarding novated trades to the EU | Post Trading | Final Report | PDF 464.05 KB |
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27/09/2018 | ESMA70-151-1768 | Final report no.6 on the Clearing Obligation (intragroup) | Post Trading | Final Report | PDF 706.77 KB |
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18/07/2018 | ESMA33-9-246 | Final report on Supplementary Guidelines on Endorsement | Credit Rating Agencies | Final Report | PDF 948.62 KB |
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28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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28/05/2018 | ESMA70-151-1293 | Final Report on Guidelines on CCP APC Margin Measures | Post Trading | Final Report | PDF 278.79 KB |
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28/03/2018 | ESMA70-151-1258 | Guidelines on Internalised Settlement Reporting under Article 9 of CSDR | Post Trading | Final Report | PDF 461.97 KB |
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26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |
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07/02/2018 | ESMA70-151-1094 | Final report on guidelines on CCP conflict of interest management | Post Trading | Final Report | PDF 473.94 KB |
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21/12/2017 | ESMA70-151-812 | Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures | Post Trading | Final Report | PDF 471.59 KB |
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29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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17/11/2017 | ESMA33-9-207 | Technical Advice on CRA Regulatory Equivalence- CRA 3 Update | Credit Rating Agencies | Final Report | PDF 1.51 MB |
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17/11/2017 | ESMA33-9-205 | Final Report on the application of the CRA endorsement regime | Credit Rating Agencies | Final Report | PDF 1.02 MB |
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28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |