ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/07/2020 ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Reference DOCX
747.02 KB
08/07/2020 ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Reference DOCX
740.64 KB
08/07/2020 ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Reference DOCX
744.26 KB
07/07/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
91.89 KB
02/07/2020 Overview recruitments Overview recruitments- Updated July 2020 , Reference PDF
743.73 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
04/06/2020 ESMA41-356-82 Public Notice- Scope Ratings GmbH Reference PDF
138.38 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
04/03/2020 BOA/2012/005 Form of notice of appeal Reference PDF
125.97 KB

This form should be used for all appeals to the Board of Appeal

04/03/2020 BoA/2019/05 Guidelines on appeal proceedings Reference PDF
121.64 KB
04/03/2020 BoA/2019/04 Rules of Procedure for the Board of Appeal Reference PDF
409.88 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Reference DOCX
745.76 KB
02/12/2019 ESMA80-191-932 Guidance on registering securitisation repositories Reference PDF
147.3 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
221.54 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB

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