ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
11/02/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
163.02 KB
11/02/2020 ESMA22-106-2039 Summary of Conclusions Board of Supervisors meeting 3-4 December 2019 Summary of Conclusions PDF
342.76 KB
12/12/2019 ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Summary of Conclusions PDF
136 KB
09/12/2019 ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Summary of Conclusions PDF
311 KB
18/10/2019 ESMA22-106-1929 Summary of Conclusions Board of Supervisors Conference call 9 September 2019 Summary of Conclusions PDF
197.84 KB
09/10/2019 ESMA70-156-1010 On the application of waivers and deferrals Annual Report PDF
7.3 MB
17/09/2019 ESMA22-106-1895 Summary of Conclusions Board of Supervisors meeting 11 July 2019 Summary of Conclusions PDF
356.03 KB
10/09/2019 ESMA22-106-1925 Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 , Summary of Conclusions PDF
95.54 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
06/08/2019 ESMA22-106-1868 Summary of Conclusions Board of Supervisors Conference call 1 July 2019 Summary of Conclusions PDF
115.69 KB
23/07/2019 ESMA35-43-1542 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
144.16 KB
16/07/2019 ESMA22-106-1821 Summary of Conclusions Board of Supervisors meeting 23 May 2019 Summary of Conclusions PDF
199.56 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
117.21 KB
19/06/2019 ESMA22-106-1773 Summary of Conclusions Board of Supervisors Conference call 10 April 2019 Summary of Conclusions PDF
151.41 KB
08/05/2019 ESMA22-106-1729 Summary of Conclusions Board of Supervisors meeting 26 March 2019 Summary of Conclusions PDF
485.75 KB
29/04/2019 ESMA22-106-1676 Summary of Conclusions Board of Supervisors meeting 30 January 2019 Summary of Conclusions PDF
310.48 KB
28/03/2019 ESMA22-106-1685 Summary of Conclusions Board of Supervisors call 5 March 2019 Summary of Conclusions PDF
288.98 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
131.72 KB
19/02/2019 ESMA80-199-273 ESMA supervision 2019 work plan and annual report 2018 Annual Report PDF
622.46 KB

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