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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
10/07/2020 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
104.19 KB
08/07/2020 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.07 MB
08/07/2020 ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Reference DOCX
747.02 KB
08/07/2020 ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Reference DOCX
740.61 KB
08/07/2020 ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Reference DOCX
744.26 KB
07/07/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
91.89 KB
03/07/2020 ESMA63- 53-4584 Annual list of 2019 contractors Reference PDF
176.88 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
29/06/2020 ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines & Recommendations PDF
120.18 KB

This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines.

29/06/2020 ESMA50-164-3475 Coverletter- ESMA response to EC consultation on a new Digital Finance Strategy for Europe Letter PDF
87.97 KB
29/06/2020 ESMA50-164-3463 ESMA’s response to the European Commission’s Consultation on a New Digital Finance Strategy for Europe Report PDF
380.54 KB
22/06/2020 ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines & Recommendations PDF
654.61 KB
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18/06/2020 ESMA32-60-607 Final report on draft RTS including 2020 update RTS on ESEF Final Report PDF
6.21 MB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
11/06/2020 ESMA70-156-3070 Statement_Access ETDs , , Statement PDF
112.54 KB
08/06/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.46 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
05/06/2020 ESMA42-111-4966 ESMA Peer Review Methodology Reference PDF
312.79 KB

This document replaces the previous version of the Peer Review Methodology

04/06/2020 ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs , Press Release PDF
85.27 KB

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