ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1460
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X European Single Electronic Format X Board of Appeal X Market Integrity X Guidelines and Technical standards X Prospectus X Corporate Finance X Corporate Governance X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/05/2020 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
952 KB
29/05/2020 ESMA70-872942901-38 Q&A on MiFID II and MiFIR market structures topics Q&A PDF
537.51 KB
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
13/05/2020 ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges , Final Report PDF
436.43 KB
13/05/2020 ESMA71-99-1327 Press Release CLO Thematic Report , , Press Release PDF
123.56 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA70-156-2061 Consultation paper on SME GMs under MiFID II and MAR Consultation Paper PDF
1.08 MB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
15/04/2020 ESMA70-155-9845 Opinion on CNMV emergency measure under the SSR , , Opinion PDF
302.98 KB
15/04/2020 ESMA70-155-9848 Opinion on FMA emergency measure under the SSR , , Opinion PDF
432.15 KB
15/04/2020 ESMA70-155-9854 Opinion on AMF emergency measure under the SSR , , Opinion PDF
304.63 KB
15/04/2020 ESMA71-99-1318 ESMA issues positive opinions on short selling bans by 5 jurisdictions , , , Press Release PDF
114.75 KB
15/04/2020 ESMA70-155-9833 Opinion on FSMA emergency measure under the SSR , , Opinion PDF
306.36 KB
15/04/2020 ESMA70-155-9853 Opinion on HCMC emergency measure under the SSR , , Opinion PDF
308.38 KB
09/04/2020 ESMA70-155-9817 ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds , , Statement PDF
94.58 KB
08/04/2020 ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Opinion PDF
110.81 KB
08/04/2020 ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Opinion PDF
113.32 KB
06/04/2020 ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines & Recommendations PDF
161.16 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv

Pages