ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
771.81 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
710.32 KB
29/07/2020 ESMA65-8-5240 FIRDS- Instructions on access and download of full and delta reference data files , , , Reference PDF
349.16 KB
28/07/2020 Ares(2020) 3761873 EC letter to ESMA on RTS on settlement discipline Letter PDF
140.84 KB
23/07/2020 ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) Annual Report PDF
477 KB
16/07/2020 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Opinion PDF
309 KB
15/07/2020 ESMA/2020/VAC11/AD15 Vacancy Notice ESMA Chair AD15 Vacancy PDF
173.13 KB
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13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Report PDF
563.38 KB
13/07/2020 ESMA70-151-3186 3rd EU-wide CCP Stress Test Report , Report PDF
5.94 MB
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ , Reference DOCX
464.64 KB
13/07/2020 ESMA71-99-1352 3rd EU-wide CCP stress test results PR , , Press Release PDF
151.99 KB
09/07/2020 ESMA70-151-3192 Letter to EC re EMIR 2.2 Delegated Acts on tiering criteria, comparable compliance and fees for third-country CCPs , Letter PDF
94.41 KB
08/07/2020 ESMA70-1861941480-52 Q&A on EMIR implementation Q&A PDF
1.36 MB
08/07/2020 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.07 MB
08/07/2020 ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Reference DOCX
747.02 KB
08/07/2020 ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Reference DOCX
740.64 KB
08/07/2020 ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Reference DOCX
744.26 KB
08/07/2020 ESMA70-708036281-2 Q&As- Central Securities Depositories Regulation Q&A PDF
554.32 KB
07/07/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
91.89 KB
02/07/2020 Overview recruitments Overview recruitments- Updated July 2020 , Reference PDF
743.73 KB

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