ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/06/2017 | WP12017 | ESMA working paper on collateral scarcity premia in Euro area repo markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.01 MB |
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| 01/12/2016 | RD 2016/04 | ESMA Risk Dashboard No. 4 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 848.82 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
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| 03/03/2016 | Mifid mapping | Mapping- fields in MiFID systems | MiFID - Secondary Markets | Reference | XLSX 9.54 KB |
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ |
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| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 22/03/2019 | esma_50-158-1567 | Presentation on short-termism | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 152.78 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 11/01/2018 | ESMA71-99-928 | Factsheet on Credit Rating Agencies Fees | Credit Rating Agencies | Reference | PDF 128.63 KB |
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| 06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 09/11/2018 | ESMA70-156-785 Reply form | Reply form for the Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | DOCX 772.02 KB |