ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 11/11/2020 | ESMA50-165-1371 | ESMA Risk Dashboard No. 2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 621.57 KB |
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| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |
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| 06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |
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| 05/11/2020 | ESMA30-379-325 | Response form- CP on TR Article 8 advice | Sustainable finance | Reference | DOCX 775.77 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 15/10/2020 | ESMA70-156-2187 | Public Statement BMR transitional period- pending applications | Benchmarks | Reference | PDF 122.67 KB |
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| 02/10/2020 | ESMA42-110-2314 | Response to EC consultation on EU Green Bond Standard | Sustainable finance | Reference | PDF 97.71 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 02/09/2020 | ESMA50-165-1274 | ESMA report on trends, risks and vulnerabilities no.2 2020- statistical annex | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 3.26 MB |
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| 04/08/2020 | ESMA70-154-1934 | Application form- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | DOCX 38.68 KB |
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| 04/08/2020 | ESMA70-154-1934 | Call for expressions of interest- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | PDF 161.53 KB |