ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 147.83 KB |
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08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
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22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
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23/11/2020 | ESAs 2020 20 | Statement ESAs propose to adapt the EMIR implementation timelines- intragroup transactions, equity options and novations to EU counterparties | Post Trading | Statement | PDF 31.24 KB |
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13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 113.46 KB |
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09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
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05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
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27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
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26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
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01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 82.97 KB |
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01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
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28/09/2020 | ESMA77-99-1403 | ESMA to recognise three UK CCPS from 1 January 2021 | Brexit, CCP Directorate, Post Trading | Statement | PDF 93.94 KB |
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23/09/2020 | ESMA71-99-1404 | ESMA reappoints the chairs of its Data and Investment Management Standing Committees | Board of Supervisors, Fund Management, Press Releases | Statement | PDF 86.16 KB |
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27/08/2020 | ESMA34-49-184 | ESMA’s guidelines on stress test scenarios under the MMFR continue to be applicable until their 2020 update | Fund Management | Statement | PDF 126.94 KB |
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09/07/2020 | ESMA34-39-109 | Public statement on external support within the meaning of Article 35 of the MMF Regulation | COVID-19, Fund Management | Statement | PDF 118.34 KB |
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08/07/2020 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading | Q&A | PDF 1.42 MB |
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08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |