ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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17/12/2020 | ESMA70-151-3248 | ESMA Report to the European Commission- Central Clearing Obligations for Pension Scheme Arrangements- No 2 | Post Trading | Report | PDF 577.17 KB |
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30/11/2020 | ESMA-50-165-1355 | ASR on EU Securities markets- 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.69 MB |
This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses. |
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20/11/2020 | ESMA WP-2020-04 | ESMA working paper on HFT and ghost liquidity | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 631.76 KB |
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16/11/2020 | ESMA50-165-1362 | ASR on EU derivatives markets- 2020 | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.88 MB |
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10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
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05/11/2020 | ESMA70-156-3569 | CSDR Report to EC- CSD Cross-Border Services | Post Trading | Report | PDF 1.07 MB |
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05/11/2020 | ESMA70-156-3729 | CSDR Report to EC- Internalised Settlement | Post Trading | Report | PDF 878.91 KB |
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03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
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30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |
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29/09/2020 | ESMA80-187-608 | Final report_Benchmarks_RTS | Benchmarks | Report | PDF 714.41 KB |
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29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
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22/09/2020 | JC 2020 67 | Joint ESA report on risks and vulnerabilities in the EU financial system 2020 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 570.67 KB |
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09/09/2020 | ESMA WP-2020-2 | ESMA working paper on Closet indexing indicators and investor outcomes | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 3.56 MB |
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15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
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13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
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13/07/2020 | ESMA70-151-3186 | 3rd EU-wide CCP Stress Test Report | CCP Directorate, Post Trading | Report | PDF 5.94 MB |
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04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
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04/05/2020 | ESAs 2020 09 | EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | COVID-19, Joint Committee, Post Trading | Report | PDF 338.72 KB |
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06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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02/04/2020 | ESMA50-165-1107 | ESMA Risk Dashboard Risk up-date | COVID-19, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 221.33 KB |