ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
335
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X Fund Management X Short Selling X Press Releases X Securitisation X Corporate Finance X Board of Appeal X Guidelines & Recommendations X Technical Advice X Technical Standards X Decision X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
29/11/2013 2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
244.6 KB
29/11/2013 2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
263.01 KB
29/11/2013 2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
269.81 KB
02/04/2013 2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége Short Selling, Guidelines and Technical standards Guidelines & Recommendations PDF
550.5 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
357.25 KB
15/07/2019 esma41-139-1231 Amended decision Handelsbanken Credit Rating Agencies Decision PDF
244.4 KB
15/07/2019 esma41-139-1224 Amended_decision_nordea Credit Rating Agencies Decision PDF
236.05 KB
15/07/2019 esma41-139-1229 Amended_decision_seb Credit Rating Agencies Decision PDF
239.8 KB
15/07/2019 esma41-139-1230 Amended_decision_swedbank Credit Rating Agencies Decision PDF
243.03 KB
27/02/2019 BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision PDF
829.04 KB
02/04/2013 2013/74 LV Atbrīvojums tirgus uzturētāja darbībām un primārā tirgus operācijām saskaņā ar Eiropas Parlamenta un Padomes Regulu (ES) Nr. 236/2012 par īso pārdošanu un dažiem kredītriska mijmaiņas darījumu aspektiem Short Selling, Guidelines and Technical standards Guidelines & Recommendations PDF
771.14 KB
01/10/2013 2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
268.28 KB
01/10/2013 2013/606 LV Atlīdzības politika un prakse (FITD) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
339.96 KB
02/04/2013 2013/74 DE Ausnahme für Market-Making-Tätigkeiten und Primärmarkttätigkeiten gemäß der Verordnung (EU) Nr. 236/2012 des Europäischen Parlaments und des Rates über Leerverkäufe und bestimmte Aspekte von Credit Default Swaps Short Selling, Guidelines and Technical standards Guidelines & Recommendations PDF
638.62 KB
28/03/2012 2012/197 hu Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
274.08 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
319.71 KB
26/01/2016 BOA 2016 001 BoA 2016- 001 (Decision Kluge v EBA) Board of Appeal Decision PDF
196.32 KB
08/10/2019 boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision PDF
922.78 KB
30/11/2018 boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision PDF
416.77 KB

Pages