ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
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| 05/11/2019 | ESMA70-156-1484 | Consultation Paper on Position Limits | MiFID - Secondary Markets | Consultation Paper | PDF 549.2 KB |
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| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
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| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
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| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
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| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
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| 16/07/2019 | ESMA34-39-881 | Consultation paper on performance fees guidelines in ucits | Fund Management | Consultation Paper | PDF 398.62 KB |
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| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
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| 12/07/2019 | ESMA70-156-1065 | CP_MiFID review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Consultation Paper | PDF 697.42 KB |
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| 24/05/2019 | ESMA70-156-864 | CP amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Consultation Paper | PDF 1.29 MB |
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| 28/03/2019 | ESMA34-46-89 | Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management | Consultation Paper | PDF 295.66 KB |
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| 05/02/2019 | ESMA34-39-784 | Consultation paper on guidelines on liquidity stress testing in UCITS and AIFs | Fund Management | Consultation Paper | PDF 377.41 KB |
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| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
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| 19/12/2018 | ESMA34-45-569 | Consultation paper on integrating sustainability risks and factors in the UCITS Directive and AIFMD | Fund Management | Consultation Paper | PDF 461.04 KB |
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| 19/12/2018 | ESMA35-43-1210 | Consultation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 494.66 KB |
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| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 13/11/2018 | ESMA34-49-144 | Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management | Consultation Paper | PDF 879.06 KB |
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| 28/09/2018 | ESMA34-49-131 | Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation | Fund Management | Consultation Paper | PDF 1.28 MB |
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| 19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
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| 27/03/2018 | ESMA33-9-235 | Consultation paper- Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 964.56 KB |