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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/05/2005 04-505b Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive , Guidelines & Recommendations PDF
119.41 KB
http://www.cesr-eu.org/data/document/04_505b.pdf
15/05/2009 09-219 Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market , Guidelines & Recommendations PDF
281.09 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

24/02/2012 2012/122 Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities , Guidelines & Recommendations PDF
1006.44 KB

ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts.

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21/08/2012 2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност , Guidelines & Recommendations PDF
357.81 KB
21/08/2012 2012/387 CS Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti , Guidelines & Recommendations PDF
363.15 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID , Guidelines & Recommendations PDF
341.81 KB
21/08/2012 2012/387 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung , Guidelines & Recommendations PDF
355.69 KB
21/08/2012 2012/387 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID , Guidelines & Recommendations PDF
397.87 KB
06/07/2012 2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Guidelines & Recommendations PDF
298.21 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID , Guidelines & Recommendations PDF
347.12 KB
21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised , Guidelines & Recommendations PDF
328.4 KB
21/08/2012 2012/387 FI Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista , Guidelines & Recommendations PDF
304.47 KB
21/08/2012 2012/387 FR Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF , Guidelines & Recommendations PDF
353.32 KB
06/02/2014 2012/387 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost Guidelines & Recommendations PDF
259.07 KB
21/08/2012 2012/387 HU Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól , Guidelines & Recommendations PDF
349.57 KB
21/08/2012 2012/387 IT Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID , Guidelines & Recommendations PDF
343.89 KB
21/08/2012 2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų , Guidelines & Recommendations PDF
358.46 KB
21/08/2012 2012/387 LV Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem , Guidelines & Recommendations PDF
350.08 KB
21/08/2012 2012/387 MT Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID , Guidelines & Recommendations PDF
350.2 KB

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