ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/12/2020 ESMA 33-9-383 CRA Market Share Calculation 2020 Credit Rating Agencies Annual Report PDF
511.26 KB
29/10/2020 ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR Market Abuse, Market Integrity Final Report PDF
691.32 KB
09/10/2020 ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) MiFID - Secondary Markets Annual Report PDF
477.23 KB
28/09/2020 ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR MiFID - Investor Protection Final Report PDF
1.23 MB
24/09/2020 ESMA70-156-2391 Final Report- MAR Review Market Abuse, Market Integrity Final Report PDF
1.94 MB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes Market Abuse, Market Integrity, Trading Final Report PDF
906.57 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, MiFID - Investor Protection Final Report PDF
395.33 KB
13/05/2020 ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report PDF
436.43 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management MiFID - Secondary Markets, Supervisory convergence Final Report PDF
591.78 KB
31/03/2020 ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories Final Report PDF
478.11 KB
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report PDF
825.72 KB
09/10/2019 ESMA70-156-1010 On the application of waivers and deferrals MiFID - Secondary Markets Annual Report PDF
7.3 MB
18/07/2019 ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Credit Rating Agencies Final Report PDF
336.63 KB
11/06/2019 ESMA70-156-1035 Final report_Call for evidence Periodic Auctions MiFID - Secondary Markets Final Report PDF
798 KB
03/05/2019 ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II Audit, MiFID - Investor Protection, Sustainable finance Final Report PDF
371.73 KB
19/02/2019 ESMA80-199-273 ESMA supervision 2019 work plan and annual report 2018 Credit Rating Agencies Annual Report PDF
622.46 KB
05/02/2019 ESMA 33-9-295 Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies Credit Rating Agencies Final Report PDF
769.91 KB
10/01/2019 ESMA71-99-1081 Press release- ESMA report finds investment product performance highly impacted by charges MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Annual Report PDF
159.37 KB
10/01/2019 ESMA50-165-731 ESMA annual statistical report on performance and costs of retail investment products in the EU MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Annual Report PDF
3.43 MB
20/12/2018 ESMA70-145-1008 Final report on Guidelines on non-significant benchmarks Benchmarks Final Report PDF
673.72 KB

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