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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/03/2012 2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Short Selling Technical Standards PDF
1.02 MB		 Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation)  requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.
19/12/2014 2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation MiFID - Secondary Markets Technical Standards PDF
281.16 KB		 The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision.
28/09/2015 2015-ESMA-1464 Final Report- draft RTS and ITS on MIFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.74 MB
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
30/06/2015 2015/1006 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities MiFID - Investor Protection Technical Standards PDF
357.16 KB
04/10/2016 2016/1415 ESMA reporton on securities financing transactions and leverage in the EU Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
247 KB
06/06/2016 2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.44 MB
01/07/2016 2016/SMSG/009 SMSG End of Term Report 2016 Securities and Markets Stakeholder Group Report PDF
1.55 MB
09/12/2019 ESMA 50-157-2025 ASR on EU Derivatives markets- 2019 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.9 MB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
4.08 MB
06/09/2018 ESMA 50-165-633 ESMA Risk Dashboard No. 3 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
931.94 KB
18/10/2018 ESMA 50-165-670 Annual statistical report of the EU Derivatives Markets- 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.37 MB
29/11/2018 ESMA 50-165-688 ESMA Risk Dashboard No. 4 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.05 MB
20/11/2020 ESMA WP-2020-04 ESMA working paper on HFT and ghost liquidity Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
631.76 KB
07/01/2020 ESMA WP-2020-1 ESMA working paper on market impacts of circuit breakers – Evidence from EU trading venues Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.63 MB
09/09/2020 ESMA WP-2020-2 ESMA working paper on Closet indexing indicators and investor outcomes Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
3.56 MB
29/09/2020 ESMA WP-2020-3 ESMA working paper on DVC mechanism and impact on EU equity markets Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
535.76 KB
30/11/2020 ESMA-50-165-1355 ASR on EU Securities markets- 2020 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.69 MB

This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses.
31/03/2017 ESMA/2017/70-8792942901-40 Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets Report PDF
644.29 KB

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