ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
60
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Management Board filter Management Board
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Careers filter Careers
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Fund Management (9) Apply Fund Management filter
- Joint Committee (9) Apply Joint Committee filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Market Integrity (8) Apply Market Integrity filter
- Short Selling (8) Apply Short Selling filter
- Corporate Information (6) Apply Corporate Information filter
- COVID-19 (5) Apply COVID-19 filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Decision filter Decision
- Guidelines & Recommendations (556) Apply Guidelines & Recommendations filter
- Reference (290) Apply Reference filter
- Opinion (149) Apply Opinion filter
- Press Release (106) Apply Press Release filter
- Consultation Paper (95) Apply Consultation Paper filter
- SMSG Advice (76) Apply SMSG Advice filter
- Final Report (70) Apply Final Report filter
- Summary of Conclusions (70) Apply Summary of Conclusions filter
- Letter (67) Apply Letter filter
- Statement (53) Apply Statement filter
- Report (45) Apply Report filter
- Speech (31) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (17) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Annual Report (7) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Careers X Management Board X Securities and Markets Stakeholder Group X Guidelines and Technical standards X Post Trading X Compliance table X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
||||
| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
||||
| 10/03/2011 | 2011/MB/6 | Decision of the Management Board- Code of good administrative behaviour | Management Board, Corporate Information | Decision | PDF 41.25 KB |
||||
| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 127.73 KB |
||||
| 02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |
||||
| 02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
||||
| 28/01/2015 | 2014/SMSG/002 | Decision- Rules of procedure of the Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Decision | PDF 131.88 KB |
||||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 16/02/2016 | 2016/273 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 129.84 KB |
||||
| 16/02/2016 | 2016/274 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.43 KB |
||||
| 16/02/2016 | 2016/275 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 121.97 KB |
||||
| 07/04/2016 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 214.15 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 193.01 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 308.44 KB |
||||
| 24/04/2017 | ESMA 32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 137.2 KB |
||||
| 29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |