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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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30/12/2004 | 04-717 annex 1 | Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 544.78 KB |
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30/12/2004 | 04-717 annex 6 | Trade data The Netherlands- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 29.95 KB |
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30/12/2004 | 04-717 annex 4 | Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 34.89 KB |
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30/12/2004 | 04-717 annex 3 | Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 40 KB |
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30/12/2004 | 04-717 annex 2 | Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 74.26 KB |
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30/12/2004 | 04-717 annex 5 | Trade data Euronext parameters- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 10.22 KB |
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06/04/2004 | 04-104b | The role of CESR at Level 3 of the Lamfalussy process (63 pages- annex 4 pages 14-63) | CESR Archive | Consultation Paper | PDF 631.69 KB |
This consultation paper aims at presenting the views of the Committee of European Securities Regulators (CESR) on how it should organize its role at level 3 under the Lamfalussy procedure. The paper is structured in two parts. The first section provides an introduction and description of the current general principles governing the way in which the Lamfalussy approach and in particular the level 3 should work. The second section sets out in a more detailed manner the organization of CESR | |||
18/10/2001 | 01-013b | The harmonization of conduct of business rules | CESR Archive | Consultation Paper | PDF 245.75 KB |
CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref.CESR/01-014),and the revised paper on the categorisation of investors (Ref.CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013).Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org. | |||
01/09/2008 | 3L3 Commission consultation | The 3 Level 3 Committees’ Joint Response to the European Commission’s Public Consultation Paper on Amendments to Commission Decisions establishing CESR, CEBS & CEIOPS | CESR Archive | Consultation Paper | PDF 48.36 KB |
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23/06/2015 | JC/DC/2015/01 | Technical Discussion Paper (DP) on the PRIIPs Key Information Document (KID) | Fund Management, Joint Committee | Consultation Paper | PDF 1.16 MB |
EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Technical Discussion Paper on Risk, Performance Scenarios and Cost Disclosures in Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs). The discussion paper is available on the websites of the three ESAs. Comments on this discussion paper can be sent using the response form, via the ESMA website under the heading ‘Your input/Consultations’ by 17 August 2015. Contributions not received in Word, or sent to an email address, or after the deadline, will not be processed. It is important to note that although you may not be able to respond to each and every question, the ESAs would encourage partial responses from stakeholders on those questions that they believe are most relevant to them. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with the ESAs’ rules on public access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by the Board of Appeal of the ESAs and the European Ombudsman. Data protection Information on data protection can be found on the different ESAs’ websites under the heading ‘Legal notice’. | |||
01/08/2003 | 03-539 | Standards for Securities Clearing and Settlement Systems in the European Union | CESR Archive | Consultation Paper | PDF 2.54 MB |
The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled | |||
22/10/2004 | 04-561 | Standards for securities clearing and settlement systems in the European Union | CESR Archive | CESR Document | PDF 531.56 KB |
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08/07/2002 | 02-086b | Standards for Alternative Trading Systems | CESR Archive | CESR Document | PDF 124.16 KB |
CESR published today common European Standards for Alternative Trading Systems (ATSs). This paper sets outs standards for ATSs in the European Economic Area (EEA) with a view to providing appropriate regulation of investments firms operating ATSs under the current ISD. It builds on FESCO's report to the European Commission on the Regulation of Alternative Trading Systems in Europe, which was published in September 2000. Also published today was a feedback statement summarising the responses received in the final round of consultation (Ref. CESR/02-087b) | |||
22/04/2004 | 04-045b | Standard No. 2 on Financial Information- Co-ordination of enforcement activities- Feedback Statement | CESR Archive | CESR Document | PDF 96.23 KB |
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22/04/2004 | 03-317c | Standard No. 2 on Financial Information- Co-ordination of enforcement activities | CESR Archive | CESR Document | PDF 90.15 KB |
CESR releases today the standard on the organisation of greater co-ordination of enforcement activities by supervisors of financial information in Europe | |||
01/03/2003 | 03-073 | Standard No. 1 on Financial Information | CESR Archive | CESR Document | PDF 147.6 KB |
During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications". | |||
09/04/2002 | 02-020b | Stabilisation and Allotment – European Supervisory Approach | CESR Archive | CESR Document | PDF 93.51 KB |
This paper provides harmonised standards for stabilisation practices in the context of a public offer and an harmonised disclosure regime for the Allotment of securities as well as some basic principles of the Allotment process. This work has not been elaborated under a formal mandate of the EU Commission in the context of the future Directives on Insider Dealing and Market Manipulation or the future Directive on Prospectuses. However, these standards represent an important "acquis" for any future work to be undertaken on the same subject. A summary of the responses to the second consultation (Ref. CESR/02-060) is published in the "Recent Publications". | |||
01/06/2001 | 01-037b | Second Consultation Paper "Stabilisation and Allotment- an European supervisory Approach" | CESR Archive | Consultation Paper | PDF 75.56 KB |
Fesco consults on a revised version of the earlier consulation paper published in September 2000. The purpose of the paper is to offer substantial harmonisation of key elements of the offering process. The paper has been prepared by an expert group chaired by Kaarlo J | |||
01/08/2003 | 03-538 | Scope of Application- CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union | CESR Archive | Consultation Paper | PDF 107.71 KB |
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25/10/2012 | JC/CP/2012/02 Responses | Responses to the second Joint CP on Financial Conglomerates | Joint Committee | Consultation Paper | ZIP 4.54 MB |