ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Short Selling filter Short Selling
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Warnings and publications for investors (96) Apply Warnings and publications for investors filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (25) Apply Corporate Disclosure filter
- Post Trading (21) Apply Post Trading filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (16) Apply Corporate Information filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (10) Apply Joint Committee filter
- Innovation and Products (8) Apply Innovation and Products filter
- Market Integrity (8) Apply Market Integrity filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- CESR Archive (6) Apply CESR Archive filter
- Benchmarks (5) Apply Benchmarks filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Prospectus (3) Apply Prospectus filter
- Corporate Finance (2) Apply Corporate Finance filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Market Abuse (1) Apply Market Abuse filter
- Securitisation (1) Apply Securitisation filter
- Sustainable finance (1) Apply Sustainable finance filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Investor Warning filter Investor Warning
- Reference (244) Apply Reference filter
- Opinion (164) Apply Opinion filter
- Guidelines & Recommendations (109) Apply Guidelines & Recommendations filter
- Press Release (104) Apply Press Release filter
- SMSG Advice (76) Apply SMSG Advice filter
- Final Report (62) Apply Final Report filter
- Report (60) Apply Report filter
- Consultation Paper (55) Apply Consultation Paper filter
- Letter (38) Apply Letter filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Speech (29) Apply Speech filter
- Decision (19) Apply Decision filter
- Compliance table (15) Apply Compliance table filter
- Q&A (13) Apply Q&A filter
- Annual Report (11) Apply Annual Report filter
- Technical Standards (9) Apply Technical Standards filter
- Technical Advice (6) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
||||
25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
||||
26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
||||
01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
||||
06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
||||
09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
||||
20/03/2020 | ESMA70-1556-2485 | Public Statement Tick Sizes | COVID-19, MiFID - Secondary Markets | Statement | PDF 79.25 KB |
||||
20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
||||
27/02/2020 | ESMA/2014/677-REV | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 368.97 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |
|||
07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
||||
07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
||||
07/10/2019 | ESMA65-8-6254 | ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 154.85 KB |
||||
07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
12/07/2019 | ESMA70-156-1436 | Public Statement MiFIR DTO | MiFID - Secondary Markets, Post Trading | Statement | PDF 116.79 KB |
||||
12/07/2019 | ESMA35-36-1743 | Statement Product Intervention | MiFID - Investor Protection | Statement | PDF 104.99 KB |
||||
29/05/2019 | ESMA70-154-1204 | Revised Public_ Statement_Trading_Obligation_Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 82.26 KB |
||||
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
19/03/2019 | ESMA70-155-7329 | Public Statement Trading Obligation Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 134.02 KB |