ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/12/2006 | 06-627 | 2007 Work Programme for the Committee of European Securities Regulators | CESR Archive | Reference | PDF 78.79 KB |
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| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 01/12/2017 | ESMA22-106-484 | 2018 SMSG application form | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 39.24 KB |
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| 06/02/2006 | 06-061 | 3L3 Work programme 2006 | CESR Archive | Reference | PDF 32.01 KB |
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| 03/11/2009 | 09-1008 | 3L3 Work Programme 2010 | CESR Archive | Reference | PDF 33.89 KB |
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| 08/01/2007 | 06-707 | 3L3 work programme for 2007 | CESR Archive | Reference | PDF 104.35 KB |
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as | |||
| 24/08/2007 | ABI-CRA | ABI response | CESR Archive | Reference | PDF 81.59 KB |
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| 31/05/2010 | AMP Italy | Accepted Market Practics: Liquidity Enhancement Agreements and Purchase of own shares to set up a shares warehouse position (Italy) | CESR Archive | Reference | PDF 151.52 KB |
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| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 04/01/2021 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 371.24 KB |
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| 11/06/2013 | 2013/SMSG/01 | Agenda 30-31 January 2013 | Securities and Markets Stakeholder Group | Reference | PDF 109.96 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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| 03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |
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| 12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
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| 27/10/2020 | ESMA70-155-10864 | Annex to Position Limits Opinion | Trading | Reference | CSV 6.27 KB |