ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
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| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
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| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
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| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
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| 06/06/2016 | 2016/907 | Economic Report on order duplication and liquidity measurement in EU equity markets | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.44 MB |
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| 09/12/2019 | ESMA 50-157-2025 | ASR on EU Derivatives markets- 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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| 06/09/2018 | ESMA 50-165-633 | ESMA Risk Dashboard No. 3 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 931.94 KB |
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| 18/10/2018 | ESMA 50-165-670 | Annual statistical report of the EU Derivatives Markets- 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.37 MB |
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| 29/11/2018 | ESMA 50-165-688 | ESMA Risk Dashboard No. 4 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.05 MB |
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| 20/11/2020 | ESMA WP-2020-04 | ESMA working paper on HFT and ghost liquidity | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 631.76 KB |
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| 07/01/2020 | ESMA WP-2020-1 | ESMA working paper on market impacts of circuit breakers – Evidence from EU trading venues | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.63 MB |
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| 09/09/2020 | ESMA WP-2020-2 | ESMA working paper on Closet indexing indicators and investor outcomes | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 3.56 MB |
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| 29/09/2020 | ESMA WP-2020-3 | ESMA working paper on DVC mechanism and impact on EU equity markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 535.76 KB |
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| 30/11/2020 | ESMA-50-165-1355 | ASR on EU Securities markets- 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.69 MB |
This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses. |
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| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
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| 09/02/2018 | ESMA20-95-839 | Risk Assessment Work Programme 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 452.74 KB |
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| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |