ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
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| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
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| 06/06/2016 | 2016/907 | Economic Report on order duplication and liquidity measurement in EU equity markets | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.44 MB |
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| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
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| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
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| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
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| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
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| 07/02/2017 | ESMA50-1121423017-285 | Report on Distributed Ledger Technology Applied to Securities Markets | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 508.75 KB |
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| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
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| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
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| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
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| 29/03/2017 | ESMA70-145-48 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Report | PDF 1.75 MB |
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| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |
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| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
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| 02/06/2017 | ESMA70-143-5 | Methodological framework for mandatory benchmarks contributions | Benchmarks | Report | PDF 282.75 KB |
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| 14/06/2017 | ESMA50-165-331 | ESMA Risk Dashboard 1Q2107 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 744.43 KB |
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| 12/09/2017 | ESMA50-165-413 | ESMA Risk Dashboard No.3 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.91 KB |
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| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |