ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
110
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securitisation filter Securitisation
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (545) Apply Guidelines and Technical standards filter
- Fund Management (103) Apply Fund Management filter
- Corporate Information (76) Apply Corporate Information filter
- Joint Committee (71) Apply Joint Committee filter
- Credit Rating Agencies (44) Apply Credit Rating Agencies filter
- Short Selling (23) Apply Short Selling filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Market Abuse (6) Apply Market Abuse filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Market Integrity (4) Apply Market Integrity filter
- Prospectus (4) Apply Prospectus filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Annual Report filter Annual Report
- Reference (310) Apply Reference filter
- Opinion (159) Apply Opinion filter
- Press Release (130) Apply Press Release filter
- Consultation Paper (113) Apply Consultation Paper filter
- Final Report (109) Apply Final Report filter
- Report (72) Apply Report filter
- Letter (64) Apply Letter filter
- Statement (64) Apply Statement filter
- Speech (43) Apply Speech filter
- Summary of Conclusions (39) Apply Summary of Conclusions filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (22) Apply Compliance table filter
- Technical Advice (21) Apply Technical Advice filter
- Decision (19) Apply Decision filter
- Q&A (18) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Post Trading X Securitisation X Risk Analysis & Economics - Markets Infrastructure Investors X Management Board X Benchmarks X Securities Financing Transactions X Annual Report X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
||||
| 01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
||||
| 01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
||||
| 03/10/2018 | ESMA70-154-803 | BoS Decision Notice AT Guidelines Withdrawal | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 512.94 KB |
||||
| 11/07/2017 | ESMA70-151-435 | CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 | Post Trading | Guidelines & Recommendations | PDF 350.97 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 01/06/2018 | ESMA70-708036281-66 | CSDR guidelines on relevant currencies | Post Trading | Guidelines & Recommendations | PDF 537.76 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 24/05/2018 | ESMA70-708036281-67 | CSDR guidelines on substantial importance of CSDs | Post Trading | Guidelines & Recommendations | PDF 543.26 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 01/06/2017 | ESMA70-708036281-73 | CSDR substential importance indicators- template | Post Trading | Guidelines & Recommendations | XLSX 140.54 KB |
||||
| 28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
||||
| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
||||
| 01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 27/03/2018 | ESMA70-151-1272 | ESMA Guidelines on position calculation by trade repositories under EMIR Final Report | Post Trading | Guidelines & Recommendations | PDF 661.44 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |