ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
107
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Guidelines and Technical standards (545) Apply Guidelines and Technical standards filter
- CESR Archive (126) Apply CESR Archive filter
- Fund Management (103) Apply Fund Management filter
- Corporate Information (76) Apply Corporate Information filter
- Joint Committee (72) Apply Joint Committee filter
- Credit Rating Agencies (44) Apply Credit Rating Agencies filter
- Short Selling (23) Apply Short Selling filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Market Abuse (7) Apply Market Abuse filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (6) Apply Prospectus filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Management Board (2) Apply Management Board filter
- Securitisation (2) Apply Securitisation filter
- Vacancies (2) Apply Vacancies filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Annual Report filter Annual Report
- (-) Remove Vacancy filter Vacancy
- Reference (223) Apply Reference filter
- Opinion (148) Apply Opinion filter
- Press Release (102) Apply Press Release filter
- Final Report (100) Apply Final Report filter
- Consultation Paper (97) Apply Consultation Paper filter
- Report (64) Apply Report filter
- Letter (57) Apply Letter filter
- Statement (55) Apply Statement filter
- Speech (34) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (20) Apply Compliance table filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (16) Apply Q&A filter
- Technical Standards (16) Apply Technical Standards filter
- Decision (7) Apply Decision filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Post Trading X Risk Analysis & Economics - Markets Infrastructure Investors X Annual Report X CESR Document X Vacancy X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
||||
| 01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
||||
| 01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
||||
| 03/10/2018 | ESMA70-154-803 | BoS Decision Notice AT Guidelines Withdrawal | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 512.94 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 11/07/2017 | ESMA70-151-435 | CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 | Post Trading | Guidelines & Recommendations | PDF 350.97 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 01/06/2018 | ESMA70-708036281-66 | CSDR guidelines on relevant currencies | Post Trading | Guidelines & Recommendations | PDF 537.76 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 24/05/2018 | ESMA70-708036281-67 | CSDR guidelines on substantial importance of CSDs | Post Trading | Guidelines & Recommendations | PDF 543.26 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 01/06/2017 | ESMA70-708036281-73 | CSDR substential importance indicators- template | Post Trading | Guidelines & Recommendations | XLSX 140.54 KB |
||||
| 28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
||||
| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
||||
| 01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 27/03/2018 | ESMA70-151-1272 | ESMA Guidelines on position calculation by trade repositories under EMIR Final Report | Post Trading | Guidelines & Recommendations | PDF 661.44 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |
||||
| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |