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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/11/2020 ESMA70-156-3351 Report on PTRR services with regards to the clearing obligation Post Trading, Supervisory convergence Report PDF
2.03 MB
03/11/2020 ESMA42-111-5349 Fast Track Peer Review Report- Wirecard Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence Report PDF
1.33 MB
22/09/2020 JC 2020 67 Joint ESA report on risks and vulnerabilities in the EU financial system 2020 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
570.67 KB
21/07/2020 JC 2020 66 Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) Fund Management, Joint Committee Report PDF
2.77 MB
15/07/2020 ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence Report PDF
285.02 KB
13/07/2020 ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 MiFID - Investor Protection Report PDF
563.38 KB
04/06/2020 ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Report PDF
162.41 KB
04/05/2020 ESAs 2020 09 EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework COVID-19, Joint Committee, Post Trading Report PDF
338.72 KB
06/04/2020 ESMA 50-165-1098 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
4.08 MB
20/12/2019 ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Corporate Disclosure, Supervisory convergence Report PDF
800.36 KB
20/12/2019 ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report PDF
606.45 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR MiFID - Secondary Markets Technical Standards PDF
736.79 KB
09/12/2019 ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report PDF
819.71 KB
05/12/2019 ESMA70-156-1606 MiFID II/MiFIR Review Report No. 1 MiFID - Secondary Markets Report PDF
1004.81 KB
17/10/2019 ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report PDF
862.01 KB
12/09/2019 JC 2019 54 Joint ESA report on risks and vulnerabilities in the EU financial system No2 2019 Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.13 MB
17/07/2019 ESMA35-36-1711 Report on sanctions and measures imposed under MiFID II in 2018 MiFID - Investor Protection Report PDF
296.09 KB
03/06/2019 ESMA70-156-835 Supervisory Briefing PreTradeTransparency Non-Equity Instruments MiFID - Secondary Markets, Supervisory convergence Report PDF
148.65 KB
02/04/2019 JC 2019 05 Joint ESA report on risks and vulnerabilities in the EU financial system Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.21 MB
04/02/2019 ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, Planning reporting budget, Supervisory convergence Report PDF
308.68 KB

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