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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015/1468 Trading venue briefing MiFID - Secondary Markets, Press Releases Reference PDF
304.63 KB
04/04/2016 2016/227 ToR SMSC MiFID - Secondary Markets Reference PDF
143.74 KB
04/04/2016 2016/221 ToR MDSC MiFID - Secondary Markets Reference
04/04/2016 2016/225 ToR IPISC MiFID - Investor Protection Reference PDF
115.58 KB
11/02/2016 2016/210 ToR CDTF MiFID - Secondary Markets Reference PDF
134.83 KB
19/12/2017 ESMA70-156-185 Template for reporting circuit breakers parameters to ESMA MiFID - Secondary Markets Reference XLSX
41.46 KB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II MiFID - Secondary Markets, Supervisory convergence Technical Advice PDF
231.84 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Technical Advice PDF
464.68 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR MiFID - Investor Protection Technical Advice PDF
337.33 KB
10/12/2018 ESMA33-128-585 STS Reporting Instructions Securitisation Reference PDF
456.26 KB
13/08/2019 ESMA33-128-761 STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 Securitisation Reference XLSX
59.5 KB
18/05/2018 ESMA70-154-555 SMSC Terms of Reference MiFID - Secondary Markets Reference PDF
209.92 KB
30/09/2016 2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference XLSX
45.84 KB
03/11/2020 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Securitisation Reference XLSX
101.18 KB
19/08/2020 esma65-8-6469 securitisation_disclosure_templates_xml_schema_1.2.0 Securitisation Reference ZIP
8.18 MB
19/08/2020 esma65-8-6469 securitisation_disclosure_templates_xml_schema_1.1.0 Securitisation Reference ZIP
8.04 MB
15/09/2020 ESMA65-8-6469 Securitisation Disclosure Templates Reporting Instructions-Dec 2019 Securitisation Reference PDF
839.83 KB
19/08/2020 ESMA65-8-6469 Securitisation Disclosure Templates Reporting Instructions Securitisation Reference PDF
1.01 MB
01/02/2019 ESMA33-128-474 Annex 9 Securitisation ANNEX9_UNDERLYING_EXPOSURES–ESOTERIC Securitisation Reference XLSX
22.62 KB

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