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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|27/09/2022||ESMA35-43-3328||Public statement on the impact of inflation in the context of investment services to retail clients||MiFID - Investor Protection||Statement||PDF
|27/09/2022||ESMA70-460-111||Report on the DLT Pilot Regime||Innovation and Products, MiFID - Secondary Markets||Report||PDF
|26/09/2022||ESMA70-156-6040||Response form- Consultation Paper- Market Outages||MiFID - Secondary Markets||Reference||DOCX
|26/09/2022||ESMA70-156-6040||Consultation Paper- Market Outages||MiFID - Secondary Markets||Consultation Paper||PDF
|26/09/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|23/09/2022||ESMA70-145-111||Q&A on the Market Abuse Regulation||Market Abuse, Market Integrity||Q&A||PDF
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework
The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.
|23/09/2022||ESMA70-872942901-36||Q&A on MiFID II and MiFIR commodity derivatives topics||MiFID - Secondary Markets||Q&A||PDF
|23/09/2022||ESMA70-872942901-38||Questions and Answers on MiFID II and MiFIR market structures topics||MiFID - Secondary Markets||Q&A||PDF
|23/09/2022||ESMA35-43-3172||Final report- Guidelines on certain aspects of the MiFID II suitability requirements||MiFID - Investor Protection||Final Report||PDF
|22/09/2022||ESMA24-436-1414||Letter to EC on energy derivatives||CCP Directorate, Market Integrity, MiFID - Secondary Markets, Post Trading||Letter||PDF
|22/09/2022||Ares(2022)6980063||Letter from the EC to ESMA on energy derivatives||CCP Directorate, Market Integrity, MiFID - Secondary Markets, Post Trading||Letter||PDF
|16/09/2022||CPD22||Joint ESAs Consumer Protection Day- Programme||Joint Committee, MiFID - Investor Protection||Reference||PDF
|15/09/2022||ESMA70-156-3921||Public Register for the Trading Obligation for derivatives under MiFIR||MiFID - Secondary Markets||Reference||PDF
|05/09/2022||ESMA70-872942901-35||Q&A on MiFID II and MiFIR transparency topics||MiFID - Secondary Markets||Q&A||PDF
|01/09/2022||ESMA70-156-4754||Compliance table on Guidelines on MiFID II/MiFIR obligations on market data||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|01/09/2022||ESMA70-156-350||Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|16/08/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|10/08/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|10/08/2022||ESMA70-452-447||Opinion CMVM revised AMP||Market Abuse, Market Integrity||Opinion||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.