ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Short Selling filter Short Selling
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- Post Trading (8) Apply Post Trading filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Corporate Information (1) Apply Corporate Information filter
- Market Abuse (1) Apply Market Abuse filter
- Prospectus (1) Apply Prospectus filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Vacancy filter Vacancy
- Reference (213) Apply Reference filter
- Guidelines & Recommendations (180) Apply Guidelines & Recommendations filter
- Opinion (175) Apply Opinion filter
- Press Release (135) Apply Press Release filter
- Final Report (106) Apply Final Report filter
- Consultation Paper (85) Apply Consultation Paper filter
- Report (71) Apply Report filter
- Statement (66) Apply Statement filter
- Letter (55) Apply Letter filter
- Speech (37) Apply Speech filter
- Decision (22) Apply Decision filter
- Q&A (21) Apply Q&A filter
- Compliance table (18) Apply Compliance table filter
- Technical Advice (9) Apply Technical Advice filter
- Annual Report (8) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Short Selling X Audit X Risk Analysis & Economics - Markets Infrastructure Investors X Joint Committee X Supervisory convergence X Trading X Securities Financing Transactions X Technical Standards X Vacancy X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
||||
| 07/02/2014 | 2014/154 SL | Tveganja, ki jih prinašajo naložbe v kompleksne produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 564.53 KB |
||||
| 07/02/2014 | 2014/154 SK | Riziká investovania do komplexných produktov | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 521.64 KB |
||||
| 07/02/2014 | 2014/154 RO | Riscurile investirii în produse complexe | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 396.83 KB |
||||
| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
||||
| 07/02/2014 | 2014/154 PL | Zagrożenia związane z inwestowaniem w produkty złożone | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 359.91 KB |