ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
11/02/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
163.02 KB
03/01/2020 ESMA22-106-2024 SoC ESMA Management Board December 2019 Summary of Conclusions PDF
139.66 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
273.01 KB
06/11/2019 ESMA22-106-1988 SoC ESMA Management Board October 2019 Summary of Conclusions PDF
134.87 KB
06/09/2019 ESMA22-106-1899 SoC July 2019 Management Board Summary of Conclusions PDF
192.16 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
23/07/2019 ESMA35-43-1542 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
144.16 KB
26/06/2019 ESMA22-106-1817 Summary of Conclusions Management Board meeting 22 May 2019 Summary of Conclusions PDF
105.84 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
117.21 KB
24/04/2019 ESMA22-106-1708 Summary of Conclusions Management Board meeting 25 March 2019 Summary of Conclusions PDF
234.83 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
131.72 KB
13/03/2019 ESMA22-106-1675 SoC ESMA Management Board January 2019 Summary of Conclusions PDF
167.33 KB
22/01/2019 ESMA22-106-1604 Summary of Conclusions Management Board meeting 17 December 2018 Summary of Conclusions PDF
139.16 KB
06/12/2018 ESMA22-106-1391 Summary of Conclusions Management Board meeting 6 November 2018 Summary of Conclusions PDF
149.09 KB
07/11/2018 ESMA22-106-1339 Summary of Conclusions Management Board meeting 25 September 2018 Summary of Conclusions PDF
235.38 KB
06/11/2018 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
477.73 KB
27/09/2018 ESMA22-106-1079 Summary of Conclusions Management Board meeting 10 July 2018 Summary of Conclusions PDF
246.68 KB
20/09/2018 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
311.86 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
308.27 KB