ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Joint Committee filter Joint Committee
- Supervisory convergence (9) Apply Supervisory convergence filter
- Post Trading (8) Apply Post Trading filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Abuse (2) Apply Market Abuse filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- Reference (254) Apply Reference filter
- Guidelines & Recommendations (182) Apply Guidelines & Recommendations filter
- Opinion (178) Apply Opinion filter
- Press Release (138) Apply Press Release filter
- Final Report (108) Apply Final Report filter
- Consultation Paper (93) Apply Consultation Paper filter
- Report (77) Apply Report filter
- Statement (67) Apply Statement filter
- Letter (62) Apply Letter filter
- Speech (47) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (20) Apply Decision filter
- Compliance table (17) Apply Compliance table filter
- Annual Report (14) Apply Annual Report filter
- Technical Advice (12) Apply Technical Advice filter
- Technical Standards (12) Apply Technical Standards filter
- SMSG Advice (4) Apply SMSG Advice filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Short Selling X Audit X Risk Analysis & Economics - Markets Infrastructure Investors X Sustainable finance X Planning reporting budget X Innovation and Products X Corporate Governance X Joint Committee X Prospectus X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
29/05/2020 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1004.2 KB |
||||
08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |
||||
31/03/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 682.31 KB |
||||
06/04/2021 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 486.47 KB |