ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/11/2021 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
166.17 KB
23/11/2021 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
140.5 KB
11/11/2021 ESMA22-106-3571 Summary of conclusions Board of Supervisors- 21-22 September 2021 Summary of Conclusions PDF
209.27 KB
29/10/2021 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
145.3 KB
20/10/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
223.2 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB
20/09/2021 ESMA22-106-3478 Summary of conclusions Board of Supervisors- 8 July 2021 Summary of Conclusions PDF
156.61 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
29/07/2021 ESMA22-106-3396 Summary of conclusions Board of Supervisors- 20 May 2021 Summary of Conclusions PDF
160.01 KB
12/07/2021 Position Limits Position Limits Opinion XLSX
58.58 KB
12/07/2021 ESMA70-155-12008 Opinion on position limits on ICE Endex Dutch TTF gas contracts Opinion PDF
324.86 KB
12/07/2021 ESMA70-155-12003 Opinion on position limits on EEX TTF gas contracts Opinion PDF
315.18 KB
12/07/2021 ESMA70-155-12026 Opinion on position limits on EEX NCG gas contracts Opinion PDF
325.88 KB
23/06/2021 ESMA22-106-3366 Summary of conclusions Board of Supervisors- 4 May 2021 Summary of Conclusions PDF
95.67 KB
08/06/2021 ESMA22-106-3307 Summary of conclusions Board of Supervisors- 23 March 2021 Summary of Conclusions PDF
171.05 KB
08/06/2021 ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Opinion PDF
267.28 KB
27/05/2021 ESMA22-105-1363 ESMA OPINION ON 2019 DISCHARGE REPORT OF EP , Opinion PDF
87.37 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 , Summary of Conclusions PDF
82.2 KB
20/05/2021 ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR , , Opinion PDF
429.84 KB

Pages