ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
236
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Corporate Information X MiFID II: Transparency Calculations and DVC X Fund Management X Reference X Technical Standards X Compliance table X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/02/2020 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
466.17 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
11/02/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
163.02 KB
11/02/2020 ESMA41-140-79 Technical standards , Reference XLSX
116.4 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
23/12/2019 ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 , Reference PDF
146.79 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR Technical Standards PDF
736.79 KB
03/12/2019 ESMA34-49-176 Compliance table- Guidelines on stress test scenarios under the MMF Regulation , Compliance table PDF
167.68 KB
27/11/2019 ESMA34-32-458 Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD , Compliance table PDF
104.13 KB
15/11/2019 ESMA20-92-134 ESMA Staff Stakeholder contacts in the third quarter 2019 Reference PDF
160.86 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
31/10/2019 ESMA03-169-55 2019 Calendar of the Chair and Executive Director of ESMA Reference PDF
232.13 KB
16/10/2019 ESMA30-201-535 Response form to consultation on amended PRIIPs KID , Reference DOCX
576.23 KB
09/10/2019 ESMA iBox ESMA Visitor Handbook Reference PDF
716.57 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme , , , Reference PDF
543.97 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
13/08/2019 ESMA20-92-130 ESMA Staff Stakeholder contacts in the Second Quarter 2019 Reference PDF
163.57 KB
13/08/2019 ESMA02-91-2672 ESMA Final Accounts Financial Year 2018 , Reference PDF
697.19 KB

Pages