ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
13/05/2020 ESMA71-99-1327 Press Release CLO Thematic Report , , Press Release PDF
123.56 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
30/04/2020 Organisation Chart ESMA Organigramme Reference PDF
103.51 KB

This organigramme represents the current structure of ESMA. 

29/04/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA Reference PDF
119.97 KB
24/04/2020 ESMA Chair calendar 2020 Calendar of the Chair of ESMA Reference PDF
133.98 KB
23/04/2020 ESMA20-92-154 ESMA Staff Stakeholder contacts in the First Quarter 2020 Reference PDF
150.94 KB
06/04/2020 ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits , , Press Release PDF
109.54 KB
23/03/2020 ESMA22-328-266 Board of Supervisors Rules of Procedure Reference PDF
225.25 KB
20/03/2020 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
477.92 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
09/03/2020 ESMA71-99-1287 ESMA Supervision WP 2020 , , , , , Press Release PDF
130.42 KB
04/03/2020 BOA/2012/005 Form of notice of appeal Reference PDF
125.97 KB

This form should be used for all appeals to the Board of Appeal

04/03/2020 BoA/2019/05 Guidelines on appeal proceedings Reference PDF
121.64 KB
04/03/2020 BoA/2019/04 Rules of Procedure for the Board of Appeal Reference PDF
409.88 KB
28/02/2020 ESMA20-92-144 ESMA Staff Stakeholder contacts in the Fourth Quarter 2019 Reference PDF
165.03 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB

Pages