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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/11/2020||ESMA70-155-4809||List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|06/11/2020||ESMA70-156-3882||Response Form CP Guidelines on market data||MiFID - Secondary Markets||Reference||DOCX
|06/11/2020||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|29/09/2020||ESMA74-362-887||Response form- CP MiFID II MiFIR review transaction reporting reference data||MiFID - Secondary Markets||Reference||DOCX
|28/09/2020||ESMA70-156-3844||Response form- CP on the functioning of OTFs||MiFID - Secondary Markets, Trading||Reference||DOCX
|04/08/2020||ESMA70-154-1934||Application form- SMSC CWG Renewal 2020||MiFID - Secondary Markets||Reference||DOCX
|04/08/2020||ESMA70-154-1934||Call for expressions of interest- SMSC CWG Renewal 2020||MiFID - Secondary Markets||Reference||PDF
|08/07/2020||ESMA70-1861941480-56||Q&A on MiFIR data reporting||MiFID - Secondary Markets, Supervisory convergence||Q&A||PDF
|07/07/2020||ESMA70-155-3832||List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|12/06/2020||ESMA70-155-9966||Annex to Opinion on MiFIR Transparency||MiFID - Secondary Markets||Reference||XLSX
|03/06/2020||ESMA70-155-9967||Annex to Opinion on MiFIDII Position Limits||MiFID - Secondary Markets||Reference||XLSX
|03/06/2020||ESMA50-164-3342 response form||Draft Guidelines on Outsourcing to Cloud Service Providers- response form||Innovation and Products||Reference||DOCX
|29/05/2020||ESMA70-872942901-35||Q&A on MiFID II and MiFIR transparency topics||MiFID - Secondary Markets||Q&A||PDF
|29/05/2020||ESMA70-872942901-38||Q&A on MiFID II and MiFIR market structures topics||MiFID - Secondary Markets||Q&A||PDF
|06/05/2020||ESMA70-156-2803||Response form- SME Growth Markets||Market Abuse, Market Integrity, MiFID - Secondary Markets||Reference||DOCX
|07/04/2020||ESMA50-157-2140||ToR FISC||Innovation and Products||Reference||PDF
|14/02/2020||ESMA22-106-2062||Procedure- ESMA Stakeholder Group Renewal Procedure 2020||Securities and Markets Stakeholder Group||Reference||PDF