ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
65
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Transparency X Trading X Fund Management X Benchmarks X Warnings and publications for investors X Technical Standards X CESR Document X Statement X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
25/11/2020 70-155-8842 ESMA statement on DTO Final Brexit, MiFID - Secondary Markets Statement PDF
79.5 KB
26/10/2020 ESMA70-155-7782 Statement Brexit Share Trading Obligation Q42020 Brexit, MiFID - Secondary Markets Statement PDF
83.73 KB
01/10/2020 ESMA80-187-610 BMR Brexit Public Statement 2020 Q4 Benchmarks, Brexit Statement PDF
82.97 KB
01/10/2020 ESMA70-155-10962 Impact of Brexit on the application of MiFID II/MiFIR Brexit, MiFID - Secondary Markets, Trading Statement PDF
131.04 KB
23/09/2020 ESMA71-99-1404 ESMA reappoints the chairs of its Data and Investment Management Standing Committees Board of Supervisors, Fund Management, Press Releases Statement PDF
86.16 KB
27/08/2020 ESMA34-49-184 ESMA’s guidelines on stress test scenarios under the MMFR continue to be applicable until their 2020 update Fund Management Statement PDF
126.94 KB
09/07/2020 ESMA34-39-109 Public statement on external support within the meaning of Article 35 of the MMF Regulation COVID-19, Fund Management Statement PDF
118.34 KB
11/06/2020 ESMA70-156-3070 Statement_Access ETDs COVID-19, MiFID - Secondary Markets, Post Trading Statement PDF
112.54 KB
14/05/2020 ESMA50-158-2232 ESMA supports ESRB actions to address COVID-related systemic vulnerabilities COVID-19, Fund Management Statement PDF
81.33 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, MiFID - Investor Protection Statement PDF
118.75 KB
09/04/2020 ESMA70-155-9817 ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
94.58 KB
09/04/2020 ESMA80-187-546 Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation Benchmarks, COVID-19 Statement PDF
89.31 KB
09/04/2020 ESMA34-45-896 Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers COVID-19, Fund Management Statement PDF
113.03 KB
31/03/2020 ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, MiFID - Investor Protection Statement PDF
89.84 KB
27/03/2020 ESMA31-67-742 Public statement on publication deadlines under the Transparency Directive COVID-19, Transparency Statement PDF
88.72 KB
20/03/2020 ESMA70-1556-2485 Public Statement Tick Sizes COVID-19, MiFID - Secondary Markets Statement PDF
79.25 KB
20/03/2020 ESMA35-43-2348 ESMA Statement on COVID-19 telephone recording COVID-19, MiFID - Investor Protection Statement PDF
114.12 KB
06/02/2020 ESMA70-156-2274 Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives Trading Statement PDF
114.58 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR MiFID - Secondary Markets Technical Standards PDF
736.79 KB

Pages