ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Transparency filter Transparency
- (-) Remove Trading filter Trading
- CESR Archive (109) Apply CESR Archive filter
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- Joint Committee (9) Apply Joint Committee filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Post Trading (8) Apply Post Trading filter
- Short Selling (8) Apply Short Selling filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Corporate Information (6) Apply Corporate Information filter
- Market Integrity (6) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- Prospectus (3) Apply Prospectus filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Market Abuse (2) Apply Market Abuse filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Decision filter Decision
- (-) Remove CESR Document filter CESR Document
- Reference (215) Apply Reference filter
- Guidelines & Recommendations (191) Apply Guidelines & Recommendations filter
- Opinion (142) Apply Opinion filter
- Press Release (108) Apply Press Release filter
- Consultation Paper (98) Apply Consultation Paper filter
- Investor Warning (92) Apply Investor Warning filter
- Statement (49) Apply Statement filter
- Final Report (47) Apply Final Report filter
- Letter (47) Apply Letter filter
- Speech (45) Apply Speech filter
- Report (29) Apply Report filter
- Compliance table (24) Apply Compliance table filter
- Q&A (18) Apply Q&A filter
- Technical Advice (10) Apply Technical Advice filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Transparency X Trading X Fund Management X Benchmarks X Warnings and publications for investors X Technical Standards X CESR Document X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 28/10/2020 | ESMA70-155-11072 | ESMA decision renewal of 16 September 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Trading | Decision | PDF 395.8 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv | |||
| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
enenenenfrenelenethrhuitltlvmtnlplptroskslsv | |||
| 31/10/2018 | ESMA35-43-1397 | CFD Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 101.55 KB |
enenenenenenenenenenenenenenenenenenenenenen | |||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
| 18/09/2015 | 2015/1409 | Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) | Fund Management | Technical Standards | PDF 339.52 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 20/02/2014 | 2014/161 | Draft implementing technical standards on notification- EuSEF | Fund Management | Technical Standards | PDF 29.18 KB |