ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
57
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Transparency filter Transparency
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (29) Apply Post Trading filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Joint Committee (9) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (7) Apply Corporate Information filter
- Market Abuse (7) Apply Market Abuse filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (7) Apply Prospectus filter
- Innovation and Products (6) Apply Innovation and Products filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Trade Repositories (4) Apply Trade Repositories filter
- Securitisation (3) Apply Securitisation filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Technical Standards filter Technical Standards
- Reference (248) Apply Reference filter
- Guidelines & Recommendations (229) Apply Guidelines & Recommendations filter
- Press Release (159) Apply Press Release filter
- Opinion (143) Apply Opinion filter
- Consultation Paper (124) Apply Consultation Paper filter
- Investor Warning (92) Apply Investor Warning filter
- Final Report (65) Apply Final Report filter
- Statement (64) Apply Statement filter
- Letter (49) Apply Letter filter
- Speech (47) Apply Speech filter
- Decision (25) Apply Decision filter
- Compliance table (24) Apply Compliance table filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Transparency X Trading X Fund Management X Benchmarks X Warnings and publications for investors X Credit Rating Agencies X Technical Standards X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/11/2020 | ESMA34-39-1119 | Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds | Fund Management | Report | PDF 1.12 MB |
||||
| 12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |
||||
| 12/11/2020 | ESMA34-45-934 | Penalties and measures imposed under the UCITS Directive in 2019 | Fund Management | Report | PDF 365.02 KB |
||||
| 30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |
||||
| 29/09/2020 | ESMA80-187-608 | Final report_Benchmarks_RTS | Benchmarks | Report | PDF 714.41 KB |
||||
| 21/07/2020 | JC 2020 66 | Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) | Fund Management, Joint Committee | Report | PDF 2.77 MB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
||||
| 14/02/2020 | ESMA70-156-1778 | ESMA’s response to the Commission’s consultation on the BMR review | Benchmarks | Report | PDF 314.12 KB |
||||
| 10/01/2020 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 446.77 KB |
||||
| 10/01/2020 | ESMA50-165-1032 | EU Alternative Investment Funds- 2020 Statistical Report | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 12/12/2019 | ESMA34-45-756 | Penalties and measures imposed under the UCITS Directive in 2018 | Fund Management | Report | PDF 467.36 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
| 05/09/2019 | ESMA50-164-2458 | Stress simulation for investment funds | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.55 KB |
||||
| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 04/04/2019 | ESMA34-45-651 | UCITS Sanction Report 2016/2017 | Fund Management | Report | PDF 398.96 KB |