ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
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| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
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| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
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| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
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| 09/11/2020 | ESMA34-45-926 | Consultation paper on draft Guidelines on marketing communications | Fund Management | Consultation Paper | PDF 383.06 KB |
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| 06/11/2020 | ESMA70-156-2477 | Consultation Paper Guidelines on market data | MiFID - Secondary Markets | Consultation Paper | PDF 833.85 KB |
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| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
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| 25/09/2020 | ESMA70-156-2013 | Consultation Paper on the functioning of Organised Trading Facilities | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 673.72 KB |
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| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
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| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
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| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
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| 06/05/2020 | ESMA70-156-2061 | Consultation paper on SME GMs under MiFID II and MAR | MiFID - Secondary Markets | Consultation Paper | PDF 1.08 MB |
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| 31/03/2020 | ESMA34-39-966 | Consultation paper on ITS on cross-border distribution of funds | Fund Management | Consultation Paper | PDF 341.49 KB |
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| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
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| 27/03/2020 | ESMA34-39-967 | Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU | Fund Management | Consultation Paper | PDF 411.64 KB |
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| 10/03/2020 | ESMA70-156-2189 | Consultation paper on Review Report on Transparency for Non-equity TOD | Trading | Consultation Paper | PDF 7.93 MB |
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| 09/03/2020 | ESMA70-156-1464 | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 649.44 KB |
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| 04/02/2020 | ESMA70-156-2188 | Consultation paper on Review Report Transparency Equity DVC TOS | Trading | Consultation Paper | PDF 4.75 MB |
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| 03/02/2020 | ESMA70-156-1757 | Consultation Paper- MiFIR report on SI | Trading | Consultation Paper | PDF 825.33 KB |
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| 31/01/2020 | ESMA35-43-2131 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Consultation Paper | PDF 1.23 MB |