ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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17/12/2020 | ESMA34-32-552 | Final report on Guidelines on Article 25 of the AIFMD | Fund Management | Final Report | PDF 404.82 KB |
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16/12/2020 | ESMA34-49-289 | Final report on Guidelines on stress test scenarios under the MMF Regulation | Fund Management | Final Report | PDF 656.81 KB |
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28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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03/04/2020 | ESMA34-39-968 | Final report- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards | Final Report | PDF 483.83 KB |
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01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
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11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
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10/12/2019 | ESMA34-46-91 | Final report- Draft RTS under Article 25 of the ELTIF Regulation | Fund Management | Final Report | PDF 178.05 KB |
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02/09/2019 | ESMA34-39-882 | Final Report_Guidelines on LST in UCITS and AIFs | Fund Management | Final Report | PDF 346.8 KB |
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19/07/2019 | ESMA34-49-168 | Final report on MMF reporting | Fund Management | Final Report | PDF 623.51 KB |
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11/06/2019 | ESMA70-156-1035 | Final report_Call for evidence Periodic Auctions | MiFID - Secondary Markets | Final Report | PDF 798 KB |
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03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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03/05/2019 | ESMA34-45-688 | Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD | Fund Management, Sustainable finance | Final Report | PDF 483.4 KB |
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14/12/2018 | ESMA70-156-834 | Final report on the proposed amendments to RTS 11 | MiFID - Secondary Markets | Final Report | PDF 445.64 KB |
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21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
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28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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26/03/2018 | ESMA70-156-354 | Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) | MiFID - Secondary Markets | Final Report | PDF 434.94 KB |
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29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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17/11/2017 | ESMA34-49-103 | Technical advice, draft implementing technical standards and guidelines under the MMF Regulation | Fund Management | Final Report | PDF 989.54 KB |
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28/09/2017 | ESMA70-154-266 | Guidelines on the management body of market operators and data reporting service providers | Guidelines and Technical standards, MiFID - Secondary Markets | Final Report | PDF 546.29 KB |