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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/01/2021 ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference PDF
162.9 KB
15/01/2021 BoA D 2021 01 Board of Appeal of the ESAs- Decision on Howeverton vs EBA Board of Appeal Decision PDF
540.91 KB
14/01/2021 JC 2021 02 Letter to EU Commission on priority issues relating to SFDR application Joint Committee, Sustainable finance Letter PDF
210.03 KB
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
13/01/2021 ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table PDF
147.09 KB
12/01/2021 ESMA70-155-11233 OPINION on position limits on EEX Phelix DE/AT Base Power contracts MiFID - Secondary Markets Opinion PDF
235.51 KB
12/01/2021 ESMA70-155-11230 OPINION on position limits on Phelix DE Base Power contracts MiFID - Secondary Markets Opinion PDF
272.08 KB
12/01/2021 ESMA WP-2021-02 ESMA working paper on equity funds and derivatives Fund Management, Innovation and Products Reference PDF
673.7 KB
11/01/2021 BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision PDF
437.6 KB
11/01/2021 ESMA WP-2021-01 ESMA working paper on funds and single-name CDS: Hedging or Trading? Innovation and Products Reference PDF
591.74 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) MiFID - Secondary Markets Compliance table PDF
129.28 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
256.69 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff Careers, Corporate Information Reference PDF
6.72 MB
04/01/2021 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference PDF
96.07 KB
04/01/2021 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference PDF
371.24 KB
04/01/2021 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR MiFID - Secondary Markets Reference PDF
87.52 KB
23/12/2020 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers MiFID - Secondary Markets Opinion
22/12/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR MiFID - Secondary Markets Reference PDF
172.6 KB
22/12/2020 ESMA34-47-352 ToR OWG IMSC Fund Management Reference PDF
101.55 KB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB

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