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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
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28/10/2020 | ESMA32-63-1041 | Public Statement on the European Common Enforcement Priorities 2020 | Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 266.78 KB |
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27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
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26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
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01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
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15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
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11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
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11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
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20/05/2020 | ESMA32-63-972 | Implications of the COVID-19 outbreak on the half-yearly financial reports | Corporate Disclosure, COVID-19 | Statement | PDF 111.97 KB |
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06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
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09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
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01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
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27/03/2020 | ESMA31-67-742 | Public statement on publication deadlines under the Transparency Directive | COVID-19, Transparency | Statement | PDF 88.72 KB |
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25/03/2020 | ESMA32-63-951 | Accounting implications of the COVID-19 outbreak on the calculation of expected credit losses in accordance with IFRS 9 | Corporate Disclosure, COVID-19 | Statement | PDF 135.91 KB |
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20/03/2020 | ESMA70-1556-2485 | Public Statement Tick Sizes | COVID-19, MiFID - Secondary Markets | Statement | PDF 79.25 KB |
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20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
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27/02/2020 | ESMA/2014/677-REV | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 416.26 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |