ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR Technical Standards PDF
2.85 MB
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
26/04/2012 2012/270 Actual use of sanctioning powers under MAD Final Report PDF
1.55 MB
The report provides a comparison of the use of administrative sanctioning powers across 29 EEA Member States for 2008-2010.  The results of the report will provide input to the legislative process on the new market abuse regime.
16/07/2012 ESMA 2011 GA An tÚdarás Eorpach Urrús agus Margaí- Tuarascáil Bhliantúil 2011 Annual Report PDF
121.09 KB
This is a summary of the 2011 annual report of ESMA.
28/09/2015 2015-ESMA-1464 Annex II Annex II- CBA- draft RTS and ITS on MiFID II and MiFIR Final Report PDF
5.07 MB
23/09/2014 2014/1164 Annex Annex to the Statement by Steven Maijoor, Chair of ESMA to the ECON hearing, 23 September 2014 Final Report PDF
503.01 KB
24/01/2013 ESMA 2011 Annex 1-2 Annual Activity Report 2011 Annual Report PDF
161 KB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

19/06/2018 ESMA20-95-916 Annual Report 2017 , , Annual Report PDF
10.77 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
12/01/2012 2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Final Report PDF
141.98 KB
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered.
18/03/2013 2013/308 Annual report on the application of the Regulation on credit rating agencies- 2012 Final Report PDF
601.08 KB
This is the second annual report on the application of the Credit Rating Agencies Regulation. 
18/03/2015 2015/592 Automated Trading Guidelines- ESMA peer review among National Competent Authorities Final Report PDF
930.33 KB
28/11/2014 ESMA 2013 AR ES Autoridad Europea de Valores y Mercados Annual Report PDF
286.51 KB
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea.
16/07/2012 ESMA 2011 ES Autoridad Europea de Valores y Mercados- Informe anual 2011 Annual Report PDF
132.36 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR PT Autoridade Europeia dos Valores Mobiliários e dos Mercados Annual Report PDF
388.6 KB
PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia.
16/07/2012 ESMA 2011 PT Autoridade Europeia dos Valores Mobiliários e dos Mercados- Relatório Anual 2011 Annual Report PDF
132.8 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 RO Autoritatea europeană pentru valori mobiliare şi pieţe- Raportul anual pentru 2011 Annual Report PDF
122.18 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR RO Autoritatea Europeană pentru Valori Mobiliare și Piețe Annual Report PDF
450.43 KB
RO - Aceasta traducere a fost asigurata de Centrul de Traduceri pentru Organismele Uniunii Europene.

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