ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
106
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Prospectus filter Prospectus
- (-) Remove Transparency filter Transparency
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- Fund Management (111) Apply Fund Management filter
- Joint Committee (79) Apply Joint Committee filter
- Credit Rating Agencies (46) Apply Credit Rating Agencies filter
- Short Selling (24) Apply Short Selling filter
- Post Trading (23) Apply Post Trading filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Market Abuse (7) Apply Market Abuse filter
- Market Integrity (3) Apply Market Integrity filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Benchmarks (2) Apply Benchmarks filter
- CCP Directorate (2) Apply CCP Directorate filter
- Market data (2) Apply Market data filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- International cooperation (1) Apply International cooperation filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Technical Standards filter Technical Standards
- Reference (209) Apply Reference filter
- Opinion (150) Apply Opinion filter
- Press Release (99) Apply Press Release filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Consultation Paper (72) Apply Consultation Paper filter
- Statement (66) Apply Statement filter
- Final Report (59) Apply Final Report filter
- Letter (44) Apply Letter filter
- Speech (38) Apply Speech filter
- Report (30) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (21) Apply Compliance table filter
- Decision (19) Apply Decision filter
- Q&A (13) Apply Q&A filter
- Annual Report (12) Apply Annual Report filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Prospectus X Board of Supervisors X Transparency X Technical Standards X Guidelines & Recommendations X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
||||
01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
||||
01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
||||
03/10/2018 | ESMA70-154-803 | BoS Decision Notice AT Guidelines Withdrawal | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 512.94 KB |
||||
28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
||||
21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
||||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
||||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |
||||
30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |