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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
357.25 KB
01/10/2013 2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
268.28 KB
01/10/2013 2013/606 LV Atlīdzības politika un prakse (FITD) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
339.96 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
319.71 KB
03/10/2018 ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, MiFID - Secondary Markets Guidelines & Recommendations PDF
512.94 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
359.25 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
347.12 KB
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive Corporate Disclosure, Transparency Technical Standards PDF
810.07 KB		 The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
01/10/2013 2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
248.72 KB
25/09/2015 2015/1460 ESMA Final Report on DRAFT RTS on EEAP Transparency Technical Standards PDF
1.62 MB
21/09/2018 esma70-156-769 ESMA opinion on MiFID II RTS 1 MiFID - Secondary Markets Technical Standards PDF
645.02 KB
28/02/2017 ESMA70-872942901-21 - annex Final Draft RTS on packaged orders MiFID - Secondary Markets Technical Standards PDF
334.25 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR MiFID - Secondary Markets Technical Standards PDF
736.79 KB
19/12/2014 2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation MiFID - Secondary Markets Technical Standards PDF
281.16 KB		 The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision.
26/09/2017 ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection Guidelines & Recommendations PDF
1.48 MB
30/06/2015 2015/1006 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities MiFID - Investor Protection Technical Standards PDF
357.16 KB
28/09/2015 2015-ESMA-1464 Final Report- draft RTS and ITS on MIFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.74 MB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities MiFID - Secondary Markets Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

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