ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
03/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
61.55 KB
03/06/2020 ESMA50-164-3342 response form Draft Guidelines on Outsourcing to Cloud Service Providers- response form Reference DOCX
746.76 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
14/05/2020 ESMA50-165-1179 ESMA Risk Dashboard No. 1 2020 Reference PDF
649.24 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
22/04/2020 ESMA63-313-567 Procurement plan overview Reference PDF
89.51 KB
07/04/2020 ESMA50-157-2140 ToR FISC Reference PDF
97.63 KB
23/03/2020 ESMA22-328-266 Board of Supervisors Rules of Procedure Reference PDF
225.25 KB
23/03/2020 ESMA32-60-583 ESEF Conformance suite 2020 test cases Reference XLSX
39.68 KB
23/03/2020 ESMA32-60-583 zip folder ESEF conformance suite 2020 Reference ZIP
1.68 MB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
173.19 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
162.94 KB
19/02/2020 ESMA50-165-1041 ESMA TRV No 1 2020 Annex Reference PDF
1.54 MB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
144.99 KB
13/01/2020 ESMA63-43-1444 ESMA Budget 2020 , , Reference PDF
128.99 KB
23/12/2019 ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 , Reference PDF
146.79 KB

Pages