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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, MiFID - Investor Protection Reference PDF
146.29 KB
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
19/12/2016 2016/1673 2016-1673 Q&A on MiFID II commodity derivatives topics MiFID - Secondary Markets Q&A PDF
338.93 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form MiFID - Secondary Markets Reference DOCX
40.48 KB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR MiFID - Secondary Markets Consultation Paper PDF
2.78 MB		 The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options MiFID - Investor Protection Reference PDF
202.01 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) Guidelines and Technical standards, MiFID - Investor Protection Guidelines & Recommendations PDF
357.25 KB
20/02/2019 ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference PDF
105.68 KB
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading Consultation Paper PDF
270.97 KB
06/10/2017 ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement- Option A rev1.1 International cooperation Reference PDF
178.72 KB
06/10/2017 ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement- Option B rev 1.1 International cooperation Reference PDF
178.86 KB
06/10/2017 ESMA65-12-1860 Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) International cooperation Reference PDF
188.54 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
72.7 KB
06/10/2017 ESMA65-12-1866 Annex 1.1.A- Description of Tasks (FIRDS Project) International cooperation Reference PDF
256.71 KB
06/10/2017 ESMA65-12-1867 Annex 1.1.B- Description of Tasks (FIRDS Project) International cooperation Reference PDF
258.14 KB
06/10/2017 ESMA/2016/1144 Annex 1.3 Annex 1.3- Description of Tasks International cooperation Reference PDF
144.86 KB
06/10/2017 ESMA65-12-1929 Annex 2.1- Project Presentation Document (FIRDS Project) International cooperation Reference PDF
966.34 KB
06/10/2017 ESMA/2016/1144 Annex 2.3 Annex 2.3- Project Presentation Document (TRACE Project) International cooperation Reference PDF
379.91 KB

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