ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
144.99 KB
23/12/2019 ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 , Reference PDF
146.79 KB
20/12/2019 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
263.65 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
217.26 KB
28/11/2019 ESMA50-165-1009 ESMA Risk Dashboard No. 4 2019 Reference PDF
593.2 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
05/11/2019 ESMA70-156-1484 Consultation Paper on Position Limits Consultation Paper PDF
549.2 KB
11/10/2019 ESMA42-646012687-331 ESMA Guidelines , Reference PDF
532.96 KB
11/10/2019 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
73.32 KB
10/10/2019 ESMA41-140-79 Technical standards , Reference XLSX
118.21 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit , Consultation Paper PDF
270.97 KB
03/10/2019 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
194.6 KB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers Consultation Paper PDF
197.51 KB
10/09/2019 ESMA50-165-884 ESMA Risk Dashboard No. 3 2019 Reference PDF
618.93 KB
10/09/2019 ESMA50-165-875 ESMA report on trends, risks and vulnerabilities no.2 2019- statistical annex Reference PDF
1.39 MB
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II Consultation Paper PDF
479.41 KB
15/07/2019 ESMA35-43-2019 Consultation paper on compliance function guidelines Consultation Paper PDF
677.15 KB
12/07/2019 ESMA31-62-1333 Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation Reference DOCX
759.09 KB

Pages