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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/06/2005 05-415 annex Visit of US Treasury Secretary John Snow to CESR- photograph Press Release PDF
1.87 MB
From left to right: US Treasure Secretary John Snow, CESR Chairman Arthur Docters van Leeuwen, CESR Vice-Chairman Kaarlo J
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies , Technical Advice PDF
4.59 MB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II , Technical Advice PDF
231.84 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR , Technical Advice PDF
2.8 MB
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
03/05/2004 04-207 Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203 Press Release PDF
120.94 KB
09/03/2006 06-107 Public statement- Update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO code of conduct is being implemented Press Release PDF
525.34 KB
06/07/2006 06-220 Public statement- Update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO code of conduct is being implemented Press Release PDF
3.79 MB
24/08/2007 07-564 Public statement- Publication of the responses received to CESR’s questionnaire regarding the rating of structured finance instruments and extension of the deadline Press Release PDF
72.76 KB
15/05/2007 07-304 Public statement- Progress Report on CESR’s dialogue with CRAs to review how the IOSCO code of conduct is being implemented Press Release PDF
465.25 KB
26/10/2007 07-627b Public Statement- New arrangements for the reporting of derivatives trades in accordance with MiFID Press Release PDF
260.49 KB
01/08/2005 05-502 Public statement- Follow-up work of the CESR/ESCB Joint Working Group on Clearing and Settlement Press Release PDF
54.1 KB
20/01/2009 09-069 Public statement- CESR’s activities in relation to short-selling Press Release PDF
61.6 KB
EU securities regulators are closely monitoring the functioning of the markets under the current circumstances and are considering together possible actions which might be taken to contribute to orderly functioning of the markets from the angle of short-selling.
13/12/2007 07-825 Public statement- CESR starts work on Employee Share Scheme Prospectuses: European Commission’s request to CESR for assistance on employees share schemes Press Release PDF
420.93 KB
13/01/2006 05-758 Public statement- CESR reminds issuers and investors about the importance of clear and transparent disclosure on the use of any options made available by applicable financial reporting standards Press Release PDF
101.17 KB
The purpose of this communication is to remind European issuers about the importance of giving clear and transparent disclosure when making use of any of the options made available to them by the applicable financial reporting standards and their decisions regarding the determination of accounting policies in the absence of specific IFRS guidance.
04/02/2009 09-089 Public statement- CESR provides information for investors affected by the Madoff collapse: CESR urges regulated firms to communicate with their clients Press Release PDF
188.99 KB
17/12/2008 08-972 Public statement- Assessment on the Equivalence of Prospectuses from non-EEA Jurisdictions (Article 20.1 Prospectus Directive) Press Release PDF
54.31 KB
17/12/2001 01-007c Public Statement of Consultation Practices Press Release PDF
52.27 KB
18/01/2018 ESMA71-99-930 Product Intervention Call for Evidence PR , Press Release PDF
138.63 KB
12/07/2019 ESMA70-156-1065 Press_Release_ESMA launches consultation on cost of market data and consolidated tape , Press Release PDF
90.42 KB

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