ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
69
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Finance filter Corporate Finance
- CESR Archive (132) Apply CESR Archive filter
- Corporate Information (91) Apply Corporate Information filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (28) Apply Corporate Disclosure filter
- Post Trading (22) Apply Post Trading filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Joint Committee (11) Apply Joint Committee filter
- Fund Management (10) Apply Fund Management filter
- Market Integrity (9) Apply Market Integrity filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Benchmarks (6) Apply Benchmarks filter
- Trade Repositories (6) Apply Trade Repositories filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Management Board (3) Apply Management Board filter
- Market Abuse (3) Apply Market Abuse filter
- Short Selling (3) Apply Short Selling filter
- Transparency (3) Apply Transparency filter
- Securitisation (2) Apply Securitisation filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (1) Apply Sustainable finance filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (171) Apply Reference filter
- Opinion (136) Apply Opinion filter
- Press Release (135) Apply Press Release filter
- Guidelines & Recommendations (128) Apply Guidelines & Recommendations filter
- Consultation Paper (90) Apply Consultation Paper filter
- Final Report (74) Apply Final Report filter
- Report (42) Apply Report filter
- Letter (36) Apply Letter filter
- Speech (30) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (25) Apply Decision filter
- Q&A (18) Apply Q&A filter
- Technical Advice (17) Apply Technical Advice filter
- Compliance table (14) Apply Compliance table filter
- Technical Standards (14) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Prospectus X Supervisory convergence X Corporate Finance X Credit Rating Agencies X Annual Report X CESR Document X Statement X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |
||||
28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
||||
14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
30/09/2016 | 2016/1408 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection | Statement | PDF 141.3 KB |
The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:
The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas. The appointments are for a period of two years and commence with immediate effect. |
|||
29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
07/05/2014 | 2014/477 | ESMA approves EuroRating as a credit rating agency | Credit Rating Agencies | Statement | PDF 75.01 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014. | |||
07/11/2014 | 2014/1345 | ESMA certifies HR Ratings de México to operate in the EU | Credit Rating Agencies | Statement | PDF 87.87 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014. | |||
20/03/2013 | 2013/336 | ESMA certifies Kroll Bond Rating Agency to operate in the EU | Credit Rating Agencies | Statement | PDF 76.36 KB |
||||
07/11/2018 | ESMA71-99-1058 | ESMA new SC chairs | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 142.32 KB |
||||
09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
20/12/2017 | ESMA70-145-401 | ESMA statement for smooth implementation of LEI | MiFID - Secondary Markets | Statement | PDF 134.04 KB |
||||
15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
||||
25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
||||
15/03/2019 | ESMA33-5-735 | ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit | Brexit, Credit Rating Agencies | Statement | PDF 122.54 KB |